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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-10-16
NY RA APPROVED 2021-08-03
TX RA APPROVED_RES 2021-05-17
  • FL RA
    APPROVED
    Since 2024-10-16
  • NY RA
    APPROVED
    Since 2021-08-03
  • TX RA
    APPROVED_RES
    Since 2021-05-17

Branch Locations

3801 Pga Boulevard Suite 700, Palm Beach Gardens, FL 33410 • United States

450 Royal Palm Way 5Th Floor, Palm Beach, FL 33480 • United States

North Palm Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 09/2014 05/2021
Morgan Stanley Smith Barney Llc Palm Beach Gardens FL 05/2021 Present
Morgan Stanley Private Bank, N.A. New York NY 05/2021 Present
  • 09/2014 → 05/2021
    Ubs Financial Services Inc.
    New York, NY
  • 05/2021 → Present
    Morgan Stanley Smith Barney Llc
    Palm Beach Gardens, FL
  • 05/2021 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2006-10-24 → 2007-12-11
    Lenox Advisors, Inc.
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-08-24
S65 Uniform Investment Adviser Law Examination 2005-11-07
  • S63 Uniform Securities Agent State Law Examination
    2007-08-24
  • S65 Uniform Investment Adviser Law Examination
    2005-11-07
Designations
Other Names
  • Carryn Lee Mclaughlin
  • Carryn L Mclaughlin

View on SEC IAPD

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