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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-10-16 |
| NY | RA | APPROVED | 2021-08-03 |
| TX | RA | APPROVED_RES | 2021-05-17 |
Branch Locations
3801 Pga Boulevard Suite 700, Palm Beach Gardens, FL 33410 • United States
450 Royal Palm Way 5Th Floor, Palm Beach, FL 33480 • United States
North Palm Beach, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 09/2014 | 05/2021 |
| Morgan Stanley Smith Barney Llc | Palm Beach Gardens | FL | 05/2021 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 05/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-08-24 |
| S65 | Uniform Investment Adviser Law Examination | 2005-11-07 |
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