Travis V Voccia

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 05/2019
  Jpmorgan Chase Bank Na
  Palm Beach Gardens, FL
• 07/2016 → 05/2019
  Jpmorgan Securities Llc
  Palm Beach Gardens, FL
• 05/2019 → 07/2021
  Ameriprise Financial Services, Inc
  Boca Raton, FL
• 07/2021 → 11/2022
  United Capital Financial Advisers, Llc
  Newport Beach, CA
• 11/2022 → Present
  Morgan Stanley
  Palm Beach, FL

Previous Registrations

• 2019-05-20 → 2021-07-07
  Ameriprise Financial Services, Llc
  Boca Raton, FL
• 2016-08-03 → 2019-05-24
  J.P. Morgan Securities Llc
  Palm Beach Gardens, FL
• 2015-07-16 → 2016-04-05
  Wells Fargo Clearing Services, Llc
  Palm Beach, FL
• 2014-11-24 → 2015-03-06
  Oppenheimer & Co. Inc.
  Boca Raton, FL

Other Businesses

*586422 - Three Thirteen Capital LLC; Investment related-Yes; Greenacres, Florida; Real Estate, Investment/Finance/Banking; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent); 03/2024; During business hours: 0; After business hours: 1; Business Development/Growth, Check Signing/Funds Disbursements.

Exams

• S66 Uniform Combined State Law Examination
  2014-11-20

Other Names

• Travis Vincent Voccia