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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-08 |
| FL | RA | APPROVED | 2019-05-01 |
| CT | RA | APPROVED | 2016-04-21 |
Branch Locations
450 Royal Palm Way 5Th Floor, Palm Beach, FL 33480 • United States
440 Royal Palm Way Suite 303, Palm Beach, FL 33480 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Palm Beach | FL | 04/2016 | Present |
1. NAME OF BUSINESS: RECOVERY CONTROL SYSTEMS ADDRESS: PO BOX 2228 MOUNT PLEASANT, SC 29465 NATURE OF BUSINESS: PARCEL AUDITING POSITION: INVESTOR TITLE: INVESTOR RELATIONSHIP: INVESTOR START DATE: JANUARY 2004 APPROX. # OF HOURS: 0 NUMBER OF HOURS DURING SECURITIES TRADING: 0 DUTIES: INVESTOR; NO MANAGEMENT 2. LLC TBD; Investment related Yes; Dr. Daniel Island SC; Rental Property; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Aug 2018; During business hours: 0; After business hours: 0 3.Rental Property; Investment related Yes; Daniel Island, SC; Rental Property; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Dec 2018; During business hours: 0; After business hours: 0; Owner 4.Lucas Management LLC; Investment related: Yes; Wilmington, DE; Rental Property; owner(proprietor, partner, officer, director, employee, trustee, agent); May 2019; During business hours: 0; After business hours: 0;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-25 |
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