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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-06-28
TX RA APPROVED 2024-06-28
  • IL RA
    APPROVED
    Since 2024-06-28
  • TX RA
    APPROVED
    Since 2024-06-28

Branch Locations

450 Royal Palm Way 5Th Floor, Palm Beach, FL 33480 • United States

233 South Wacker Drive Suite 9200 Pwm, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 08/2005 06/2024
Morgan Stanley Chicago IL 06/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-23
  • S66 Uniform Combined State Law Examination
    2005-11-23
Other Names
  • Peggy Phelan
  • Margaret Clare Phelan
  • Margaret C Horan
  • Peggy Horan

View on SEC IAPD

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