UBS FINANCIAL SERVICES INC.

8 ESSEX CENTER DRIVE 2ND FLOOR, PEABODY, MA 01960

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Registered Advisors 17

ALEX KIMBALL CASE M. PATRICK BROWN HAROLD FREDERICK TONEY MICHAEL PAUL WINN WILLIAM K KALIS HARMUTH SHAWN W RIVERS MARCO N NICHOLAS CALABRO BRIAN MATTHEW CAROLAN BARBARA LEACH FRASER JENNIFER L SNOW MARK ANDREW COOTE Janelle Clark RONALD F GRASSO SCOTT F NEWTON James Michael Winn HOWARD REDGATE JOHN JOSEPH O'CONNOR

Name
ALEX KIMBALL CASE
M. PATRICK BROWN
HAROLD FREDERICK TONEY
MICHAEL PAUL WINN
WILLIAM K KALIS HARMUTH
SHAWN W RIVERS
MARCO N NICHOLAS CALABRO
BRIAN MATTHEW CAROLAN
BARBARA LEACH FRASER
JENNIFER L SNOW
MARK ANDREW COOTE
Janelle Clark
RONALD F GRASSO
SCOTT F NEWTON
James Michael Winn
HOWARD REDGATE
JOHN JOSEPH O'CONNOR

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Address

Street	8 ESSEX CENTER DRIVE 2ND FLOOR
City	PEABODY
State	MA
ZIP	01960
Country	United States

Firm

UBS FINANCIAL SERVICES INC.

Legal Name	UBS FINANCIAL SERVICES INC.
SEC #	801-7163
CRD #	8174
Region	NYRO
Umbrella	N

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