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Current Employers
New England Schooner, Inc.

3 Centennial Drive Suite 300, Peabody, MA 01960 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-12-04
ME RA APPROVED 2016-07-08
MA RA APPROVED 2006-07-07
  • TX RA
    APPROVED_RES
    Since 2025-12-04
  • ME RA
    APPROVED
    Since 2016-07-08
  • MA RA
    APPROVED
    Since 2006-07-07

Branch Locations

3 Centennial Drive, Peabody, MA 01960 • United States

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2009-07-06
MA RA APPROVED 2004-03-03
  • NH RA
    APPROVED
    Since 2009-07-06
  • MA RA
    APPROVED
    Since 2004-03-03

Branch Locations

3 Centennial Drive Suite 300, Peabody, MA 01960 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Associates, Inc. Peabody MA 09/1992 Present
New England Schooner, Inc. Peabody MA 02/1998 Present
Other Businesses

1) LONG TERM CARE, TRADITIONAL LIFE INSURANCE, VARIABLE ANNUITIES, VARIABLE LIFE, VARIABLE UNIVERSAL LIFE, FIXED LIFE INSURANCE. 2) INVESTMENT ADVISOR OF NEW ENGLAND SCHOONER, INC., A MASS. REGISTERED INVESTMENT ADVISOR. 3) INVESTMENT ADVISOR UNDER OSAIC. 4) RAYMOND JACQUES; POSITION: Other - Insurance Broker NATURE: Other - I am a Life, LTC, DI Broker in the state of Massachusetts INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 3 START DATE: 03/28/2002; ADDRESS: 3 Centennial Dr, Peabody MA 01960, United States; DESCRIPTION: I am a Life, LTC, DI Broker in the state of Massachusetts 5) TEAMONE ATHLETICS INC. POSITION: Team Director NATURE: Girls and Boys youth hockey teams that my wife and I run and sponsor. Not for profit program INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019; ADDRESS: 3 Centennial Dr, Peabody MA 01960, United States; DESCRIPTION: schedule Ice practices, tournaments, make sure all tourney fees are paid. 6) BOSTON HOCKEY GROUP, LLC POSITION: Owner/Coach NATURE: My wife and I own a Girls Youth Hockey Program, where our teams compete in the late summer to Late fall. Called a split season program. When the season is over the girls go on to play for their respective school teams. This is registered as an LLC INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 03/28/2024 ADDRESS: 3 Bishops Way, North Reading MA 01864, United States DESCRIPTION: I am owner of the program. I collect tuition from the players and pay all of the practice ice, licensing, insurance, uniforms and tourney fees. I also coach along with mu daughter. We have 2 or 3 teams per season.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-11-21
S63 Uniform Securities Agent State Law Examination 1986-02-12
  • S65 Uniform Investment Adviser Law Examination
    1995-11-21
  • S63 Uniform Securities Agent State Law Examination
    1986-02-12
Designations
Other Names
  • Raymond Paul Jacques

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