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3 Centennial Drive Suite 300, Peabody, MA 01960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-04 |
| ME | RA | APPROVED | 2016-07-08 |
| MA | RA | APPROVED | 2006-07-07 |
Branch Locations
3 Centennial Drive, Peabody, MA 01960 • United States
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2009-07-06 |
| MA | RA | APPROVED | 2004-03-03 |
Branch Locations
3 Centennial Drive Suite 300, Peabody, MA 01960 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc. | Peabody | MA | 09/1992 | Present |
| New England Schooner, Inc. | Peabody | MA | 02/1998 | Present |
1) LONG TERM CARE, TRADITIONAL LIFE INSURANCE, VARIABLE ANNUITIES, VARIABLE LIFE, VARIABLE UNIVERSAL LIFE, FIXED LIFE INSURANCE. 2) INVESTMENT ADVISOR OF NEW ENGLAND SCHOONER, INC., A MASS. REGISTERED INVESTMENT ADVISOR. 3) INVESTMENT ADVISOR UNDER OSAIC. 4) RAYMOND JACQUES; POSITION: Other - Insurance Broker NATURE: Other - I am a Life, LTC, DI Broker in the state of Massachusetts INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 3 START DATE: 03/28/2002; ADDRESS: 3 Centennial Dr, Peabody MA 01960, United States; DESCRIPTION: I am a Life, LTC, DI Broker in the state of Massachusetts 5) TEAMONE ATHLETICS INC. POSITION: Team Director NATURE: Girls and Boys youth hockey teams that my wife and I run and sponsor. Not for profit program INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019; ADDRESS: 3 Centennial Dr, Peabody MA 01960, United States; DESCRIPTION: schedule Ice practices, tournaments, make sure all tourney fees are paid. 6) BOSTON HOCKEY GROUP, LLC POSITION: Owner/Coach NATURE: My wife and I own a Girls Youth Hockey Program, where our teams compete in the late summer to Late fall. Called a split season program. When the season is over the girls go on to play for their respective school teams. This is registered as an LLC INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 03/28/2024 ADDRESS: 3 Bishops Way, North Reading MA 01864, United States DESCRIPTION: I am owner of the program. I collect tuition from the players and pay all of the practice ice, licensing, insurance, uniforms and tourney fees. I also coach along with mu daughter. We have 2 or 3 teams per season.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 1986-02-12 |
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