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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-05-24 |
| MA | RA | APPROVED | 2022-04-25 |
Branch Locations
41 Cross St, 2Nd Floor, Peabody, MA 01960 • United States
Middleton, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Peabody | MA | 07/2000 | Present |
| Freedman Financial Associates, Inc. | Peabody | MA | 07/2000 | Present |
1) 09/26/13: Freedman Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-05 |
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