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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-01-26
  • TX RA
    APPROVED_RES
    Since 2009-01-26

Branch Locations

8 Essex Center Drive 2Nd Floor, Peabody, MA 01960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Peabody MA 11/2008 Present
Previous Registrations
Other Businesses

1) THE ABIGAIL INGALLS TRUST / CHARLESTOWN, MA 02129 / CAPITAL APPRECIATION OF THE ACCOUNT/ TRUST / TRUSTEE / MAKE SURE THAT THE ACCOUNT IS INVESTED APPROPRIATELY AND MONITOR IN FLOWS AND OUT FLOWS. / TRACKING THE ACCOUNT / START DATE 07/01/2010. 2) Fighting Dutchmen Gridiron Club, Union College807 Union StreetSchenectady NY 12308, President, start date-2/26/2009

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-03
  • S66 Uniform Combined State Law Examination
    2004-06-03

View on SEC IAPD

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