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3 Centennial Drive Suite 300, Peabody, MA 01960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2022-02-23 |
Branch Locations
3 Centennial Drive Suite 300, Peabody, MA 01960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Baystate Financial | Wakefield | MA | 05/2019 | 08/2019 |
| Fidelity Investments | Smithfield | RI | 06/2018 | 08/2018 |
| Northeast Arc | Peabody | MA | 07/2012 | 03/2019 |
| North Reading Parks Department | North Reading | MA | 06/2017 | 08/2017 |
| Bryant University | Smithfield | RI | 09/2016 | 05/2020 |
| Royal Alliance Associates, Inc. | Peabody | MA | 01/2021 | Present |
| Unemployed | North Reading | MA | 05/2020 | 01/2021 |
| New England Schooner, Inc. | Peabody | MA | 02/2022 | Present |
1) NEW ENGLAND SCHOONER POSITION: First Line Supervisor NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 02/01/2022 ADDRESS: 3 Centennial Drive, Peabody MA 01960, United States DESCRIPTION: handle the duties as the delegated First Line Supervisor for the group 2) NEW ENGLAND SCHOONER POSITION: Investment Advisor Representative NATURE: Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 02/01/2022 ADDRESS: 3 Centennial Drive, Peabody MA 01960, United States DESCRIPTION: comprehensive financial planning and creation as well as oversight of client portfolios 3) JUSTIN BRUZZESE POSITION: Agent NATURE: Insurance Agent INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2022 ADDRESS: 3 Centennial Drive, Peabody MA 01960, United States DESCRIPTION: Insurance vehicles may be utilized to ensure a client has the proper protection of their finances. This is determined on a case by case basis.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-21 |
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