Michael Paul Winn

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2011-01-14

TX RA
APPROVED_RES

Since 2011-01-14

Branch Locations

8 Essex Center Drive 2Nd Floor, Peabody, MA 01960 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Peabody	MA	09/2010	Present

09/2010 → Present

Ubs Financial Services Inc

Peabody, MA

Other Businesses

1. B.P.W. Irrev Trust, fiduciary, pay expenses, general oversight, family, start date-1/20/2023, cohasset ma United States-02025 2. m.w. rev trust, fiduciary, pay expenses, general oversight, family, START DATE-1/20/2023, cohasset maUnited States-02025. 3. R.C. Family Irrev Trust, fiduciary, pay expenses, general oversight, family, start date-1/20/2023, cohasset ma United States 02025.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-10-01
S63	Uniform Securities Agent State Law Examination	1987-05-06

S65 Uniform Investment Adviser Law Examination

1992-10-01
S63 Uniform Securities Agent State Law Examination

1987-05-06