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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2003-07-29
NJ RA APPROVED 2002-07-30
  • PA RA
    APPROVED
    Since 2003-07-29
  • NJ RA
    APPROVED
    Since 2002-07-30

Branch Locations

5100 W Tilghman St Ste 211, Allentown, PA 18104 • United States

Easton, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Allentown PA 10/1987 03/2020
Ameriprise Financial Services, Llc Allentown PA 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 128 S 6th St, , Easton, PA, 18042; Not Investment-Related; 12/31/2021. Business Ownership; LeVal Logic LLC; Co-owner contributing to marketing and consulting; Consulting; 128 S 6th St, , Easton, PA, 18042; Not Investment-Related; 01/02/2019; 20 to 39 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-11-12
  • S63 Uniform Securities Agent State Law Examination
    1987-11-12
Designations

View on SEC IAPD

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