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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-09-29
  • PA RA
    APPROVED
    Since 2025-09-29

Branch Locations

6084 Hamilton Blvd, Allentown, PA 18106 • United States

3515 Nazareth Road, Easton, PA 18045 • United States

501 Baltimore Street, Phillipsburg, NJ 08865 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chris Talpas State Farm Stroudsburg PA 08/2016 01/2018
Citizens Securities, Inc. Nanticoke PA 02/2018 06/2019
Santander Securities, Llc Dorchester MA 06/2019 04/2022
Pruco Securities Llc Warrington PA 05/2022 11/2022
The Prudential Insurance Company Of America Warrington PA 05/2022 11/2022
Key Investment Services Llc Brooklyn OH 11/2022 03/2023
Santander Bank, Na Boston MA 03/2023 09/2025
Santander Securities, Llc Dorchester MA 03/2023 09/2025
Lpl Financial Llc Easton PA 09/2025 Present
First Commonwealth Federal Credit Union Easton PA 09/2025 Present
Previous Registrations
  • 2023-03-15 → 2025-09-26
    Kutztown, PA
    Easton, PA
    Coopersburg, PA
    Conshohocken, PA
    Easton, PA
    Pottstown, PA
    Boyertown, PA
  • 2022-11-09 → 2023-03-09
    Harleysville, PA
    Brooklyn, OH
  • 2022-05-05 → 2022-11-14
    Warrington, PA
  • 2019-06-13 → 2022-04-08
    Emmaus, PA
    Bethlehem, PA
    Allentown, PA
    Allentown, PA
    Whitehall, PA
    Bethlehem, PA
    Coopersburg, PA
    Bethlehem, PA
    Northampton, PA
    Villanova, PA
    Conshohocken, PA
  • 2018-02-22 → 2019-06-06
    Brodheadsville, PA
    Tannersville, PA
    Conshohocken, PA
    West Hazleton, PA
    Mountain Top, PA
    Nanticoke, PA
  • 2016-02-09 → 2016-08-19
    Phillipsburg, NJ
  • 2014-12-09 → 2016-02-17
    Bethlehem, PA
    Bethlehem, PA
    Easton, PA
    Harrisburg, PA
    Whitehall, PA
    Bangor, PA
    Northampton, PA
    Easton, PA
    Easton, PA
  • 2009-08-12 → 2014-11-24
    Cuna Brokerage Services, Inc.
    Bethlehem, PA
    Allentown, PA
    Leighton, PA
    Easton, PA
  • 2008-09-26 → 2009-08-05
    Uvest Financial Services Group, Inc.
    King Of Prussia, PA
    King Of Prussia, PA
    Allentown, PA
    Chicago, IL
  • 2008-01-22 → 2008-07-22
    Center Valley, PA
    Bangor, PA
  • 2006-09-20 → 2008-01-08
    Uvest Financial Services Group, Inc.
    Bangor, PA
  • 2005-09-09 → 2006-09-21
    Phillipsburg, NJ
    Phillipsburg, NJ
    Phillipsburg, NJ
    Phillipsburg, NJ
    Phillipsburg, NJ
Other Businesses

1) 9/16/2025- Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Commonwealth Investment Services - Inv. Related- At reported business location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-09-08
S63 Uniform Securities Agent State Law Examination 1998-07-25
  • S65 Uniform Investment Adviser Law Examination
    2005-09-08
  • S63 Uniform Securities Agent State Law Examination
    1998-07-25
Designations

View on SEC IAPD

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