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6126 Hamilton Blvd. Suite 103, Allentown, PA 18106 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2015-06-05 |
Branch Locations
6126 Hamilton Blvd. Suite 103, Allentown, PA 18106 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.) | Allentown | PA | 02/2006 | 10/2017 |
| Sector Analysts, Llc | Allentown | PA | 06/2015 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 10/2017 | Present |
1. 02/09/2006 - TUMOLO FINANCIAL GROUP - 1670 salem circle blue bell PA 19422 - FIXED INSURANCE- TIME SPENT 10% - LIFE, HEALTH, LTC. 2. 3/22/2016 - Sector Analysts LLC Investment Related 6126 Hamilton Blvd, Suite 103, Allentown PA 18106. RIA managing Member/IAR. August 2015. 120 hours/120 during trading. Investment Advisor Representative and Managing member of RIA. Also responsible for operations.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 2004-11-16 |
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