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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-09-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oasis Outsourcing/Pennwood Financial Group | Allentown | PA | 12/2014 | 04/2017 |
| Kruml Law Office, P.C., L.L.O. | Ord | NE | 05/2017 | 06/2017 |
| Unemployed | Jim Thorpe | PA | 07/2017 | 09/2017 |
| Cuso Financial Services, L.P. | San Diego | CA | 09/2017 | 10/2018 |
| Mueller Services, Inc. | Tonawanda | NY | 07/2017 | 09/2017 |
| Horace Mann Companies | Springfield | IL | 11/2018 | 05/2019 |
| Horace Mann Investors, Inc. | Springfield | IL | 11/2018 | 05/2019 |
| Massmutual | Lancaster | PA | 05/2019 | 05/2021 |
| Mml Investors Services | Lancaster | PA | 05/2019 | 05/2021 |
| Royal Alliance Associates, Inc. | Easton | PA | 05/2021 | 10/2022 |
| Unemployed | Wind Gap | PA | 10/2022 | 01/2023 |
| Nationwide Financial | Columbus | OH | 01/2023 | 03/2025 |
| Lpl Financial Llc | Allentown | PA | 09/2025 | Present |
| First Commonwealth Federal Credit Union | Allentown | PA | 09/2025 | Present |
| Unemployed | Allentown | PA | 03/2025 | 09/2025 |
1) 09/02/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Commonwealth Investment Services - Inv. Related- At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 2018-02-03 |
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