Best Investors Account Sign in

Lisa Ann Barrantes-Delossantos

Raymond James & Associates, Inc.

Santa Barbara, CA

Santa Fe, NM

Ojo Caliente, NM

Claim This Profile
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2019-03-28
TX RA APPROVED_RES 2017-05-26
CA RA APPROVED 2014-04-14
  • NM RA
    APPROVED
    Since 2019-03-28
  • TX RA
    APPROVED_RES
    Since 2017-05-26
  • CA RA
    APPROVED
    Since 2014-04-14

Branch Locations

1216 State Street Suite 500, Santa Barbara, CA 93101 • United States

125 Lincoln Avenue Suite 200, Santa Fe, NM 87501 • United States

Ojo Caliente, NM • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Santa Barbara CA 04/2014 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-01-29
S63 Uniform Securities Agent State Law Examination 1999-11-29
  • S65 Uniform Investment Adviser Law Examination
    2004-01-29
  • S63 Uniform Securities Agent State Law Examination
    1999-11-29
Designations
Other Names
  • Lisa A Barrantes
  • Lisa Ann Barrantes

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CERITY PARTNERS LLC
J.P. MORGAN SECURITIES LLC
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC
KINGSWOOD WEALTH ADVISORS, LLC
MORGAN STANLEY
LPL FINANCIAL LLC
PLANMEMBER SECURITIES CORPORATION

Other Investors

DARIN CARLTON MAST
Eric Scott Wasmuth
CLAYTON ROBERT GIBSON
John Spruill
MONICA T WILLIAMS
Josh N Macaluso
Richard J Marcellin
Timothy Emmanuel Jou

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
J.P. MORGAN SECURITIES LLC · SANTA BARBARA, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Santa Barbara, CA
KINGSWOOD WEALTH ADVISORS, LLC · Santa Barbara, CA
MORGAN STANLEY · Santa Barbara, CA
LPL FINANCIAL LLC · SANTA BARBARA, CA

More in Santa Barbara, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor