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Lisa Ann Barrantes-Delossantos

Raymond James & Associates, Inc.

Santa Barbara, CA

Santa Fe, NM

Ojo Caliente, NM

CRD 1755258

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2019-03-28
TX RA APPROVED_RES 2017-05-26
CA RA APPROVED 2014-04-14
  • NM RA
    APPROVED
    Since 2019-03-28
  • TX RA
    APPROVED_RES
    Since 2017-05-26
  • CA RA
    APPROVED
    Since 2014-04-14

Branch Locations

1216 State Street Suite 500, Santa Barbara, CA 93101 • United States

125 Lincoln Avenue Suite 200, Santa Fe, NM 87501 • United States

Ojo Caliente, NM • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Santa Barbara CA 04/2014 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-01-29
S63 Uniform Securities Agent State Law Examination 1999-11-29
  • S65 Uniform Investment Adviser Law Examination
    2004-01-29
  • S63 Uniform Securities Agent State Law Examination
    1999-11-29
Designations
  • Chartered Financial Consultant
Other Names
  • Lisa A Barrantes
  • Lisa Ann Barrantes

View on SEC IAPD

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