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Glen Charles Mccormick

Raymond James & Associates, Inc.

Ft. Wayne, IN

Beaufort, SC

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-11-17
IN RA APPROVED 2010-01-13
  • SC RA
    APPROVED
    Since 2022-11-17
  • IN RA
    APPROVED
    Since 2010-01-13

Branch Locations

9910 Dupont Circle Drive East Suite 100, Ft. Wayne, IN 46825 • United States

Beaufort, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Beaufort SC 01/2010 Present
  • 01/2010 → Present
    Raymond James & Associates
    Beaufort, SC
Previous Registrations
Other Businesses

(1)PRE-NEED ADVISORY COUNCIL - FORT WAYNE, IN, MODERATOR

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-02-04
S63 Uniform Securities Agent State Law Examination 1987-12-01
  • S65 Uniform Investment Adviser Law Examination
    2002-02-04
  • S63 Uniform Securities Agent State Law Examination
    1987-12-01

View on SEC IAPD

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