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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-12-04 |
Branch Locations
1055 Lpl Way, Fort Mill, SC 29715 • United States
1690 Broadway Bld 19 Ste 10, Fort Wayne, IN 46802 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lake City Bank | Fort Wayne | IN | 01/2016 | 09/2021 |
| Cetera Investment Services Llc | St. Cloud | MN | 01/2016 | 09/2021 |
| Cetera Investment Advisers Llc | Fort Wayne | IN | 01/2016 | 09/2021 |
| Lpl Financial Llc | Fort Wayne | IN | 12/2023 | Present |
| Pnc Private Bank | Fort Wayne | IN | 10/2021 | 12/2023 |
1) 02/13/2024 -Endeavor Wealth Strategies - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 02/12/2024 - 175 Hours Per Month/ 40 Hours During Trading 2) 09/11/2024 - Endeavor Investment Properties LLC - Real Estate Rental - Investment Related - Fort Wayne, IN - Start Date 09/16/2024 - 2 Hours Per Month/ 0 Hours During Trading 3) 02/12/2025 - Luxury Autos of Northeast Indiana - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 01/17/2025 - 2 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 2012-01-17 |
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