Harold Alvarado

Employer firm

Voya Financial Advisors, Inc. CRD 2882

$3.87B regulatory AUM 120 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 01/2019
  E*Trade Securities Llc
  Tampa, FL
• 06/2015 → 01/2019
  E*Trade Capital Management Llc
  Tampa, FL
• 09/2019 → 03/2021
  Pruco Securities, Llc
  Tampa, FL
• 09/2019 → 03/2021
  The Prudential Insurance Company Of America
  Tampa, FL
• 01/2019 → 09/2019
  Unemployed
  Lutz, FL
• 03/2021 → 09/2021
  New York Life Insurance Company
  Tampa, FL
• 04/2021 → 09/2021
  Nylife Securities Llc.
  Tampa, FL
• 10/2021 → 05/2025
  Transamerica Life Insurance Company
  St. Petersburg, FL
• 10/2021 → 05/2025
  Transamerica Investors Securities Corporation
  St. Petersburg, FL
• 05/2025 → 08/2026
  Lincoln Financial Distributors
  Fort Wayne, IN
• 02/2026 → 08/2026
  Simplicity Investments
  Summit, NJ
• 08/2026 → Present
  Voya Financial Advisors
  Tampa, FL

Previous Registrations

• 2026-02-11 → 2026-08-10
  Tlg Advisors, Inc.
  Fort Wayne, IN
  Summit, NJ
• 2021-10-25 → 2025-05-07
  Transamerica Retirement Advisors, Llc
  St.PEtersburg, FL
  Tampa, FL
• 2019-09-18 → 2021-03-08
  Pruco Securities, Llc.
  Tampa, FL
• 2015-07-09 → 2019-01-03
  Harrisdirect Llc
  Tampa, FL
  Arlington, VA
• 2013-10-31 → 2015-06-17
  Wells Fargo Clearing Services, Llc
  Tampa, FL
  Tampa, FL
  Tampa, FL
  Tampa, FL
  Tampa, FL
• 2011-11-15 → 2013-11-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Tampa, FL
  Brandon, FL
  Tampa, FL
  Sun City Center, FL
  Jacksonville, FL
  Sun City Center, FL
  Sun City Center, FL
  Wesley Chapel, FL
  Tampa, FL
• 2010-12-07 → 2011-09-27
  Usaa Financial Planning Services
  Tampa, FL
• 2008-11-13 → 2010-11-05
  Msi Financial Services, Inc.
  Tampa, FL
• 2000-11-22 → 2003-12-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Tampa, FL

Exams

• S66 Uniform Combined State Law Examination
  2008-10-17
• S65 Uniform Investment Adviser Law Examination
  2000-12-22
• S63 Uniform Securities Agent State Law Examination
  1999-08-13

Other Names

• Harold Ruben Alvarado
• Harold Alvarado