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Current Employers
Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-03-04
  • FL RA
    APPROVED
    Since 2019-03-04

Branch Locations

3030 North Rocky Point Drive Suite 150, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Tampa FL 12/2010 Present
Independent Financial Partners Tampa FL 12/2010 Present
Independent Advisor Alliance Charlotte NC 02/2019 Present
  • 12/2010 → Present
    Lpl Financial, Llc
    Tampa, FL
  • 12/2010 → Present
    Tampa, FL
  • 02/2019 → Present
    Independent Advisor Alliance
    Charlotte, NC
Previous Registrations
Other Businesses

1 02/07/2013: NON-VARIABLE INSURANCE - IMPACT PARTNERSHIP - SOLICITING NON-VARIABLE LIFE INSURANCE AND FIXED ANNUITIES WITH THE FOLLOWING CARRIERS OF AVIVA, AMERICAN EQUITY AND SECURITY BENEFIT TO PROSPECTIVE CLIENTS AND EXISTING CLIENTS. HTTP://IMPACTPARTNER.COM/ - TIME SPENT 20% - TAMPA, FL. 2 02/25/2019: REGISTERED INVESTMENT ADVISOR DBA - PROSPERITY WEALTH ADVISORS - TIME SPENT 100% - TAMPA, FL. 3. 02/28/2024: Prosperity Tax Advisors, LLC - TAMPA, FL - 8 hours total per month during trading hours 4. 10/29/2024: Bluestone Equity Group, Inc. - Tampa, FL - 5 hrs/month - holding company for tax purposes for rental properties 5. 09/12/2025: The Fancy Fin, LLC - Tampa, FL - 5 hrs/month - short-term rental property 6. 01/23/2026: Prosperity Exit Advisors, LLC - Tampa, FL - Business Succession Planning / Exit Planning - 20 hrs/month 7. 12/15/2024: 5. On The Rocks Riversedge, LLC - Cedar CIiy, UT - 5 hrs/month - short-term rental property 8. Guardianshield, LLC - 05/11/2024 - Tampa, FL - 5 hrs/month - holding company for tax purposes for rental properties 9. Living Waters Lodge, LLC - -03/01/2025 - Tampa, FL - 5 hrs/month - short-term rental property 10. The River Edge Escape, LLC - 05/14/2024 - Tampa, FL - 5 hrs/month - short-term rental property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-27
  • S66 Uniform Combined State Law Examination
    2005-08-27

View on SEC IAPD

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