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Seth Tyler Marshall

LPl Financial LLC

Fort Mill, SC

Fort Wayne, IN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-02-12
  • IN RA
    APPROVED
    Since 2024-02-12

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

1690 Broadway Bld 19 Ste 10, Fort Wayne, IN 46802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Fort Wayne IN 02/2024 Present
Pnc Private Bank Indianapolis IN 04/2015 02/2024
  • 02/2024 → Present
    Lpl Financial
    Fort Wayne, IN
  • 04/2015 → 02/2024
    Pnc Private Bank
    Indianapolis, IN
Previous Registrations
  • 2014-08-06 → 2015-04-16
    Fort Wayne, IN
  • 2014-03-07 → 2014-07-31
    Fort Wayne, IN
    Fort Wayne, IN
    Fort Wayne, IN
    Fort Wayne, IN
    Fort Wayne, IN
  • 2009-09-08 → 2014-03-12
    Roanoke, IN
    North Manchester, IN
    Huntington, IN
    Huntington, IN
  • 2008-10-22 → 2009-09-08
    Waterstone Financial Group, Inc.
    Huntington, IN
    Boston, MA
    Carmel, IN
Other Businesses

1-02/2024 / Endeavor Wealth Strategies / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mnth / 8 hrs during trading / start date 01/31/2024 2-01/2024 / Endeavor Wealth Strategy / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mnth / At rported business location(s). 3- 08/28/2024 - Marshall Property, LLC - Real Estate Rental - Owner - Investment Related - At Reported Business Location(s) - Start Date 06/24/2024 - 1 Hour Per Month/ 0 Hours During Trading 4- 09/11/2024 - Endeavor Investment Properties, LLC - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date 09/16/2024 - 2 Hours Per Month/ 0 Hours During Trading 5- 01/21/2025- Prestige Luxury Auto LLC- Other - Car rental and detailing- Not INV Related- Home based- Start date 01/15/2025- 2 Hours Per Month 6- 03/04/2026 - Gear Motorworks, LLC - Business Owner - Not Investment Related - Huntington, IN - Start Date 03/01/2026 - 5 hours per month/ 0 hours during trading 7- 03/04/2026 - G & M Properties, LLC - Business Owner - Not Investment Related - Huntington, IN - Start Date 03/01/2026 - 5 hours per month/ 0 hours during trading 8- 05/27/2026 - Endeavor Wealth Strategies, LLC - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 05/11/2026 - 5 hours per month/ during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-12
S63 Uniform Securities Agent State Law Examination 2004-06-30
  • S65 Uniform Investment Adviser Law Examination
    2024-02-12
  • S63 Uniform Securities Agent State Law Examination
    2004-06-30

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