Seth Tyler Marshall

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2024 → Present
  Lpl Financial
  Fort Wayne, IN
• 04/2015 → 02/2024
  Pnc Private Bank
  Indianapolis, IN

Previous Registrations

• 2014-08-06 → 2015-04-16
  J.P. Morgan Securities Llc
  Fort Wayne, IN
• 2014-03-07 → 2014-07-31
  Pnc Wealth Management Llc
  Fort Wayne, IN
  Fort Wayne, IN
  Fort Wayne, IN
  Fort Wayne, IN
  Fort Wayne, IN
• 2009-09-08 → 2014-03-12
  Lpl Financial Llc
  Roanoke, IN
  North Manchester, IN
  Huntington, IN
  Huntington, IN
• 2008-10-22 → 2009-09-08
  Waterstone Financial Group, Inc.
  Huntington, IN
  Boston, MA
  Carmel, IN

Other Businesses

1-02/2024 / Endeavor Wealth Strategies / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mnth / 8 hrs during trading / start date 01/31/2024 2-01/2024 / Endeavor Wealth Strategy / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mnth / At rported business location(s). 3- 08/28/2024 - Marshall Property, LLC - Real Estate Rental - Owner - Investment Related - At Reported Business Location(s) - Start Date 06/24/2024 - 1 Hour Per Month/ 0 Hours During Trading 4- 09/11/2024 - Endeavor Investment Properties, LLC - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date 09/16/2024 - 2 Hours Per Month/ 0 Hours During Trading 5- 01/21/2025- Prestige Luxury Auto LLC- Other - Car rental and detailing- Not INV Related- Home based- Start date 01/15/2025- 2 Hours Per Month 6- 03/04/2026 - Gear Motorworks, LLC - Business Owner - Not Investment Related - Huntington, IN - Start Date 03/01/2026 - 5 hours per month/ 0 hours during trading 7- 03/04/2026 - G & M Properties, LLC - Business Owner - Not Investment Related - Huntington, IN - Start Date 03/01/2026 - 5 hours per month/ 0 hours during trading 8- 05/27/2026 - Endeavor Wealth Strategies, LLC - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 05/11/2026 - 5 hours per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-02-12
• S63 Uniform Securities Agent State Law Examination
  2004-06-30