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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-06-02 |
Branch Locations
1690 Broadway Bld 19 Ste 10, Fort Wayne, IN 46802 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services | St. Cloud | MN | 08/2007 | 06/2023 |
| Lake City Bank | Fort Wayne | IN | 04/2010 | 06/2023 |
| Cetera Investment Advisers Llc | Fort Wayne | IN | 06/2020 | 06/2023 |
| Lpl Financial | Fort Wayne | IN | 06/2023 | Present |
1) 06/2023- Financial Partners, Inc.- DBA for LPL Business (entity for LPL business)- Inv. Related- At reported business location(s) 2) 06/2023- Hartman Johnston Capital Inc - Business Entity For Tax/Investment Purposes Only- Inv. Related - Fort Wayne, IN- 0 hrs 3) 06/2023- Real Estate Broker with Coldwell Banker - Mortgage/Real Estate Services - Inv. Related- Fort Wayne, IN - start date 7/01/2014- 5hrs/mth 4) 10/31/2024 - Hartman Johnston Capital - Other - Consulting - Investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 10 Hours per Month/ 2 Hours During Trading 5) 01/08/2026 - One Resource Group - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 08/15/2023 - 2 hours per month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2003-08-26 |
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