Joseph Patrick Ortega

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → 03/2024
  Morgan Stanley
  La Mesa, CA
• 01/2015 → 03/2024
  Morgan Stanley Private Bank, National Association
  New York, NY
• 03/2024 → Present
  Raymond James & Associates, Inc.
  San Diego, CA
• 01/2015 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2013-02-06 → 2024-03-28
  Morgan Stanley
  San Diego, CA
  El Segundo, CA
  Rolling Hills Estates, CA
  San Diego, CA
  La Mesa, CA
• 2011-03-14 → 2013-02-04
  Wells Fargo Clearing Services, Llc
  San Diego, CA

Exams

• S66 Uniform Combined State Law Examination
  2011-03-11

Other Names

• Joe Ortega