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Current Employers
Osaic Advisory Services, Llc

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-02
FL RA APPROVED 2023-01-04
DE RA APPROVED 2022-12-09
MD RA APPROVED 2022-12-09
NC RA APPROVED 2022-12-09
PA RA APPROVED 2022-12-09
SC RA APPROVED 2022-12-09
VA RA APPROVED 2022-12-09
  • TX RA
    APPROVED
    Since 2026-02-02
  • FL RA
    APPROVED
    Since 2023-01-04
  • DE RA
    APPROVED
    Since 2022-12-09
  • MD RA
    APPROVED
    Since 2022-12-09
  • NC RA
    APPROVED
    Since 2022-12-09
  • PA RA
    APPROVED
    Since 2022-12-09
  • SC RA
    APPROVED
    Since 2022-12-09
  • VA RA
    APPROVED
    Since 2022-12-09

Branch Locations

635 N 12Th Street 4Th Floor, Lemoyne, PA 17043 • United States

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Camp Hill PA 06/2006 06/2022
Cetera Advisor Networks El Segundo CA 06/2022 12/2022
Triad Advisors Inc Norcross GA 12/2022 08/2024
Triad Hybrid Solutions Norcross GA 12/2022 Present
Osaic Wealth, Inc. Lemoyne PA 08/2024 Present
  • 06/2006 → 06/2022
    Ameriprise Financial Services, Inc.
    Camp Hill, PA
  • 06/2022 → 12/2022
    Cetera Advisor Networks
    El Segundo, CA
  • 12/2022 → 08/2024
    Triad Advisors Inc
    Norcross, GA
  • 12/2022 → Present
    Triad Hybrid Solutions
    Norcross, GA
  • 08/2024 → Present
    Osaic Wealth, Inc.
    Lemoyne, PA
Previous Registrations
  • 2022-06-29 → 2022-12-16
    Cetera Wealth Services, Llc
    Camp Hill, PA
  • 2006-06-27 → 2022-06-29
    Mechanicsburg, PA
    Camp Hill, PA
  • 2000-11-28 → 2005-12-08
    B & R Advisors, Inc.
    Camp Hill, PA
Other Businesses

1) GL Capital Advisors LLC; investment related;635 North 12th Street,4th Floor, Lemoyne, PA 17043;llc;investment advisor;12/2022;120 hrs/month;120 hrs during trading; financial planning and investment and insurance advice and sales 2) GL CAPITAL ADVISORS LLC POSITION: investment advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 12/09/2022 ADDRESS: 635 North 12th Street, 4th Floor, Lemoyne PA 17043, United States DESCRIPTION: financial planning and investment and insurance advice and sales 3) EAST PENNSBORO LIONS CLUB POSITION: Secretary NATURE: non-profit service organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/1995 ADDRESS: 19 blue spruce dr, Enola PA 17025, United States DESCRIPTION: normal club secretary duties, report data to Lions Club International, handle the eye glasses program for the needy

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-14
S63 Uniform Securities Agent State Law Examination 1987-11-20
  • S65 Uniform Investment Adviser Law Examination
    1999-12-14
  • S63 Uniform Securities Agent State Law Examination
    1987-11-20
Designations
Other Names
  • Rick Matthews

View on SEC IAPD

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