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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2018-04-13 |
| TX | RA | APPROVED_RES | 2018-04-13 |
Branch Locations
Renaissance Place 635 North 12Th Street, 2Nd Floor, Lemoyne, PA 17043-1225 • United States
Mechanicsburg, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Hershey | PA | 09/2011 | 04/2018 |
| Rbc Capital Markets, Llc. | Lemoyne | PA | 04/2018 | Present |
(1) HANSEN CONCESSION FOODS; ADDRESS: PERSONAL ADDRESS; BUSINESS DESCRIPTION: CONCESSIONS; NOT INVESTMENT RELATED; START DATE: 2009; CAPACITY: OWNER-ACTIVE; DUTIES: GENERAL CONCESSION; HOURS DEVOTED PER MONTH: 10 SATURDAYS PER YEAR/12 HOURS EACH; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE (2) Name: Christian School Association of Greater Harrisburg Address: 2000 Blue Mountain Pkwy, Harrisburg, PA 17112 Business Description: K-12 Christian School with a campus in Harrisburg and one in Mechanicsburg Business is not investment related Projected Start Date: 10/26/20 Capacity: Board of Directors *, Committee/Council Member (not associated with the Board of Directors) Duties Performed: Serve on the Board and on the Finance Committee. Devoted to this OBA per Month: 1-2 hours per week Hours Devoted to this OBA during business hours: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 2008-07-01 |
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