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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-02-05
PA RA APPROVED 2009-06-12
  • TX RA
    APPROVED_RES
    Since 2015-02-05
  • PA RA
    APPROVED
    Since 2009-06-12

Branch Locations

Renaissance Place 635 North 12Th Street, 2Nd Floor, Lemoyne, PA 17043-1225 • United States

Mechanicsburg, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Lemoyne PA 06/2009 Present
Other Businesses

1) NAME: Allen Glen Home Owners Association; Non-Investment related; ADDRESS: 2600 Allen Glen Drive Mechanicsburg, PA 17055; NATURE OF OBA: Home Owner's Association; POSITION: Officer; PROJECTED START DATE: 08/01/22; TIME DEVOTED: 1 hr/week; DUTIES: Yes, if elected I will be overseeing a landscaping committee that will make decisions for our home owners association. 2) NAME OF ENTITY: WC Lodge LLC ADDRESS: 297 Stillhouse Hollow Rd, Coburn, PA 16832 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Small Private START DATE: 01.16.25 CAPACITY: Owner DUTIES: I am 1/3 owner of the LLC which was established to purchase the lodge and adjoining property HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-02-11
  • S66 Uniform Combined State Law Examination
    1998-02-11

View on SEC IAPD

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