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John Mike Pokladowski

Rbc Capital Markets, LLC

Lemoyne, PA

Minneapolis, MN

Mechanicsburg, PA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-10-16
  • PA RA
    APPROVED
    Since 2023-10-16

Branch Locations

Renaissance Place 635 North 12Th Street, 2Nd Floor, Lemoyne, PA 17043-1225 • United States

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Mechanicsburg, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Beverly Hills CA 03/2008 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Beverly Hills, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-09
S66 Uniform Combined State Law Examination 2006-04-01
  • S65 Uniform Investment Adviser Law Examination
    2023-10-09
  • S66 Uniform Combined State Law Examination
    2006-04-01
Other Names
  • John Pokladowski

View on SEC IAPD

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OSAIC ADVISORY SERVICES, LLC · Lemoyne, PA
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CETERA INVESTMENT ADVISERS LLC · LEMOYNE, PA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · LEMOYNE, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Camp Hill, PA
YOFFE INVESTMENT MANAGEMENT, LLC · LEMOYNE, PA
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