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2200 Renaissance Blvd Suite 340, King Of Prussia, PA 19406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-07-02 |
| TX | RA | APPROVED | 2026-07-02 |
Branch Locations
4999 Louise Drive, Suite 303, Mechanicsburg, PA 17055 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Lemoyne | PA | 06/2014 | 07/2026 |
| City National Bank | Lemoyne | PA | 06/2019 | 07/2026 |
| Ethos Financial Group | King Of Prussia | PA | 07/2026 | Present |
(1) Name of Entity - Witney Ridge Homeowner's Association Address - PO Box 265 Grantham, PA 17027 Business Description - Homeowner's Association Business is not investment related Projected Start Date: 09/01/2014 Capacity: Board of Directors Duties Performed: I oversee the board meetings and oversee the direction of the HOA. Hours Devoted to this OBA per Month: 1 Hours Devoted to this OBA during business hours: 0 (2) NAME OF ENTITY: Midwest Food Bank ADDRESS: 2700 Commerce Drive Middletown, PA 17057 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foodbank - providing food to over 200 local nonprofit partners START DATE: 10.01.23 CAPACITY: Board of Directors * DUTIES: Advisory Board, Pennsylvania Division HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-25 |
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