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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-30 |
| TN | RA | APPROVED | 2023-11-03 |
Branch Locations
3400 Players Club Parkway Suite 205, Memphis, TN 38125 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ohio National Life | Memphis | TN | 01/1985 | Present |
| Fsc Securities Corporation | Memphis | TN | 10/1997 | 11/2023 |
| Diversified Financial Group | Memphis | TN | 07/2000 | Present |
| Osaic Wealth, Inc. | Memphis | TN | 11/2023 | Present |
1. CORPORATE RIA/FSC SECURITIES, INVESTMENT RELATED, 3400 PLAYERS CLUB PKWY, STE 205 MEMPHIS, TN, 38125, IAR, 1987, 160, 160, INVESTMENT ADVICE AND ESTATE PLANNING. 2. DIVERSIFIED FINANCIAL GROUP,LLC POSITION: Owner - NATURE: Limited Liability Company - INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 01/01/1974 ADDRESS: 3400 Players Club Parkway, Suite 205, Memphis TN 38125, United States DESCRIPTION: insurance sales
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-10-19 |
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