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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-29 |
| TN | RA | APPROVED | 2019-01-15 |
Branch Locations
1100 Ridgeway Loop Road, Memphis, TN 38120 • United States
Germantown, TN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Germantown | TN | 09/2010 | 01/2018 |
| Bank Of America, N.A. | Germantown | TN | 07/2011 | 01/2018 |
| Raymond James & Associates | Memphis | TN | 01/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-14 |
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