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Lisa Gail Barker

Raymond James & Associates, Inc.

Memphis, TN

Arlington, TN

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2021-09-28
  • TN RA
    APPROVED
    Since 2021-09-28

Branch Locations

1100 Ridgeway Loop Road, Memphis, TN 38120 • United States

Arlington, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Memphis TN 02/2013 04/2017
Ubs Financial Services Inc Memphis TN 05/2017 Present
Raymond James & Associates, Inc Memphis TN 08/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-06
S63 Uniform Securities Agent State Law Examination 2010-04-07
  • S66 Uniform Combined State Law Examination
    2018-04-06
  • S63 Uniform Securities Agent State Law Examination
    2010-04-07
Other Names
  • Lisa Gail Moore
  • Lisa G Barker

View on SEC IAPD

Other Firms

NEWSOUTH CAPITAL MANAGEMENT INC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
PRIVATE ADVISOR GROUP, LLC
LPL FINANCIAL LLC
B. RILEY WEALTH ADVISORS, INC.
INDEPENDENT FINANCIAL GROUP, LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
COORDINATED CAPITAL SECURITIES, INC.

Other Investors

CHADWICK JACKSON MYERS
MARGARET MCCARVER
DEANNA NICOLE MUSSO
ROBERT BRIAN REECE
MARTY CARLIS GREEN
MONICA BETH WIESEL
CHARLES DALE WATSON
Charles Brett Bryan

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
NEWSOUTH CAPITAL MANAGEMENT INC · MEMPHIS, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
PRIVATE ADVISOR GROUP, LLC · Memphis, TN
LPL FINANCIAL LLC · MEMPHIS, TN
B. RILEY WEALTH ADVISORS, INC. · Memphis, TN
INDEPENDENT FINANCIAL GROUP, LLC · MEMPHIS, TN

More in Memphis, TN

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