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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-06
TN RA APPROVED 2024-04-30
  • TX RA
    APPROVED
    Since 2024-05-06
  • TN RA
    APPROVED
    Since 2024-04-30

Branch Locations

1100 Ridgeway Loop Road, Memphis, TN 38120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Memphis TN 01/2013 Present
Other Businesses

(1)Name of Business: Church of Jesus Christ of Latter-day Saints Address: 7457 Dove Field Cove, Germantown, TN, 38138, United States Activity Type: Religious Position/Title: Officer - Treasurer, Bookkeeper Investment Related: Yes Start Date: 03/16/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am a clerk for the local congregation and maintain the financial records for the church funds. I work under direction of the President of the Memphis Tennessee Stake.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-25
S63 Uniform Securities Agent State Law Examination 1999-08-12
  • S65 Uniform Investment Adviser Law Examination
    2024-04-25
  • S63 Uniform Securities Agent State Law Examination
    1999-08-12

View on SEC IAPD

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