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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2019-08-20
  • TN RA
    APPROVED
    Since 2019-08-20

Branch Locations

1100 Ridgeway Loop Road, Memphis, TN 38120 • United States

Arlington, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Memphis TN 08/2015 08/2018
Houston High School Germantown TN 11/2017 Present
B.RIley Wealth Management, Inc. Memphis TN 08/2018 08/2019
Raymond James & Associates, Inc. Memphis TN 08/2019 Present
Raymond James Financial Services, Inc. Memphis TN 09/2019 Present
  • 08/2015 → 08/2018
    Raymond James & Associates
    Memphis, TN
  • 11/2017 → Present
    Houston High School
    Germantown, TN
  • 08/2018 → 08/2019
    B.RIley Wealth Management, Inc.
    Memphis, TN
  • 08/2019 → Present
    Memphis, TN
  • 09/2019 → Present
    Raymond James Financial Services, Inc.
    Memphis, TN
Previous Registrations
  • 2018-09-05 → 2019-08-14
    B. Riley Wealth Management
    Memphis, TN
  • 2016-09-16 → 2018-09-04
    Memphis, TN
  • 2004-03-18 → 2012-04-17
    Morgan Keegan & Company, Llc
    Memphis, TN
    Memphis, TN
    Memphis, TN
Other Businesses

(1)Name of Business: Address: 9941 Pleasant Ridge Rd, Arlington, TN, 38002, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/01/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own 15 head of cattle, feed them, vaccinate them and sell the calves.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-15
S63 Uniform Securities Agent State Law Examination 2000-06-08
  • S66 Uniform Combined State Law Examination
    2016-09-15
  • S63 Uniform Securities Agent State Law Examination
    2000-06-08
Other Names
  • C. Brett Bryan

View on SEC IAPD

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