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Robert Brian Reece

Raymond James & Associates, Inc.

Memphis, TN

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-02-26
AR RA APPROVED 2019-01-22
TN RA APPROVED 2019-01-18
  • TX RA
    APPROVED
    Since 2019-02-26
  • AR RA
    APPROVED
    Since 2019-01-22
  • TN RA
    APPROVED
    Since 2019-01-18

Branch Locations

1100 Ridgeway Loop Road, Memphis, TN 38120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Memphis TN 08/1999 01/2019
Raymond James & Associates Memphis TN 01/2019 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-15
S63 Uniform Securities Agent State Law Examination 1999-10-08
  • S65 Uniform Investment Adviser Law Examination
    1999-10-15
  • S63 Uniform Securities Agent State Law Examination
    1999-10-08
Other Names
  • R. Brian Reece

View on SEC IAPD

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B. RILEY WEALTH ADVISORS, INC.
INDEPENDENT FINANCIAL GROUP, LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
COORDINATED CAPITAL SECURITIES, INC.

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MARGARET MCCARVER
DEANNA NICOLE MUSSO
MARTY CARLIS GREEN
MONICA BETH WIESEL
CHARLES DALE WATSON
Charles Brett Bryan

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
NEWSOUTH CAPITAL MANAGEMENT INC · MEMPHIS, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
PRIVATE ADVISOR GROUP, LLC · Memphis, TN
LPL FINANCIAL LLC · MEMPHIS, TN
B. RILEY WEALTH ADVISORS, INC. · Memphis, TN
INDEPENDENT FINANCIAL GROUP, LLC · MEMPHIS, TN

More in Memphis, TN

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