James Ms Franklin

Current Employers

Employment History

• 06/1990 → 08/2023
  Massmutual Life Insurance Co
  Hunt Valley, MD
• 07/1990 → 08/2023
  Mml Investors Services, Llc
  Hunt Valley, MD
• 08/2023 → Present
  Lpl Financial Llc
  Hunt Valley, MD
• 08/2023 → Present
  Global Retirement Partners, Llc
  San Rafael, CA
• 08/2025 → Present
  Hub International Investment Services
  Kansas City, MO

Previous Registrations

• 1998-12-07 → 2023-09-05
  Mml Investors Services, Llc
  Hunt Valley, MD
  Hunt Valley, MD

Other Businesses

1) 08/25/2023 - FRANKLIN INVESTMENT GROUP - Business Entity used for Tax and Investment Purposes Only - Non-Inv Rel - At Reported Business Location(s) - Start: 09/2023 - 160 Hr/Mth 2) 08/25/2023 - N FINANCIAL GROUP - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 09/2023 - 4 Hr/Mth 3) 08/25/2023 - FRANKLIN FINANCIAL GROUP - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 04/2001- 160 Hr/Mth 4) 08/25/2023 - FRANKLIN FINANCIAL GROUP, A DIV OF HUB RETIREMENT - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 09/2023 - 160 Hr/Mth 5) 08/25/2023 - HUB RETIREMENT AND WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 09/2023 6) 08/25/2023 - HUB INTERNATIONAL - insurance and securities business - Non-Inv Rel - At Reported Business Location(s) - Start: 08/2023 - 60 Hr/Mth 7) 09/06/2023 -FRANKLIN FINANCIAL GROUP - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 9/1/2023 - 160 Hours Per Month/ 8 Hours During Trading 8) 09/06/2023 - FRANKLIN FIN. GROUP, A DIV OF HUB RETIREMENT - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 9/1/2023 - 160 Hours Per Month/ 8 Hours During Trading 9) 09/06/2023 - HUB RETIREMENT AND WEALTH MANAGEMENT - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 9/1/2023 - 160 Hours Per Month/ 8 Hours During Trading 10) 09/06/2023 -GLOBAL RETIREMENT PARTNERS - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 9/1/2023 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through GLOBAL RETIREMENT PARTNERS, an independent investment advisor firm. I started this business activity in 9/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 11) 06/21/2024 - hub international investment services inc - Inv Related - At Reported Business Location(s) - Other - accommodation broker dealer - Started: 9/1/2023 - 0 Hrs/Mo.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-09-18
• S63 Uniform Securities Agent State Law Examination
  1988-01-26

Other Names

• Jim Franklin