John Luke Charlton

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2018 → 02/2019
  Axa Advisors Llc
  Columbia, MD
• 08/2014 → 12/2018
  Towson University
  Towson, MD
• 03/2019 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 08/2018 → 04/2021
  Belvedere Hotel
  Baltimore, MD
• 03/2019 → 11/2020
  Equitable Advisors, Llc
  New York, NY
• 04/2021 → 03/2022
  Fidelity Investments
  Baltimore, MD
• 03/2022 → 01/2025
  Lincoln Financial Advisors Corporation
  Hunt Valley, MD
• 01/2025 → Present
  Osaic Wealth, Inc.
  Hunt Valley, MD

Previous Registrations

• 2022-03-28 → 2025-01-24
  Osaic Fa, Inc.
  Hunt Valley, MD
• 2021-07-26 → 2022-03-23
  Fidelity Personal And Workplace Advisors
  Covington, KY

Other Businesses

1. MALLER WEALTH ADVISORS (MWA) POSITION: Planning Analyst NATURE: MWA is my employer. All business related activity is conducted through MWA and cleared through our B/D Osaic. INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 03/21/2022 ADDRESS: 201 International Cir, Suite 100, Hunt Valley MD 21030, United States DESCRIPTION: See MWA website for details.

Exams

• S66 Uniform Combined State Law Examination
  2021-07-09

Other Names

• Luke Charlton