Best Investors Account Sign in
Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2008-08-11
  • CO RA
    APPROVED
    Since 2008-08-11

Branch Locations

13984 W Bowles Ave., #200, Littleton, CO 80127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Connecticut Mutual Life Ins. Company Denver CO 06/1987 Present
Cambridge Investment Research, Inc Fairfield IA 08/2008 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 08/2008 Present
  • 06/1987 → Present
    Connecticut Mutual Life Ins. Company
    Denver, CO
  • 08/2008 → Present
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 08/2008 → Present
    Fairfield, IA
Previous Registrations
  • 2000-10-12 → 2008-08-12
    Cetera Advisors Llc
    Greenwood Village, CO
    Littleton, CO
    Denver, CO
Other Businesses

1. ROCKY MOUNTAIN CAPITAL PARTNERS LLC 13984 W. BOWLES AVE # 200 LITTLETON, CO 80127. BEGAN 3/15/12 AS REAL ESTATE PROPERTY MANAGING REAL ESTATE PROPERTY MANAGEMENT. NOT INVESTMENT RELATED. DEVOTES 5 HRS/WK. NONE DURING TRADING. 2. RMFG LLC, 13984 W BOWLES AVE STE 200, LITTLETON, CO, 1/2019 AS MANAGING MEMBER/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 2/MO - 0/TRADING. 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4. CHRIS P POLK FINANCIAL GROUP, LLC, 13984 W BOWLES AVE, STE 200, LITTLETON, CO, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 10/01/14, MANAGING MEMBER, 2/MO- 0/TRADING 5. CHRIS P POLK 13984 W BOWLES AVE, STE 200, LITTLETON, CO, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 02/01/11, OWNER/PRESIDENT, 20/WK- 4/TRADING 6. CLIFF P POLK JR, FAMILY LTD PARTNERSHIP, PO BOX 200, OSH KOSH, NE, FARMING - PARTNER, NIR, 07/10/85, 6/MO- 0/TRADING 7. TAMPA RENTAL, 6404 JOSEPHINE ARBOR PLACE, TEMPLE TERRACE, FL, RENTAL PROPERTY OWNER, 10/26/20, NIR, 2/MO- 0/TRADING 8. Centennial Capital Partners, 13984 W Bowles Ave., Suite 200, Littleton CO 80127, 04/2026, Partner, DBA name, NIR, 1 HR/MO, 4 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-10
S63 Uniform Securities Agent State Law Examination 1991-03-22
  • S65 Uniform Investment Adviser Law Examination
    2000-10-10
  • S63 Uniform Securities Agent State Law Examination
    1991-03-22
Other Names
  • Chris Paul Polk

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Littleton, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor