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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-16
CO RA APPROVED 2005-09-08
  • TX RA
    APPROVED
    Since 2026-07-16
  • CO RA
    APPROVED
    Since 2005-09-08

Branch Locations

640 Plaza Drive Suite 220, Highlands Ranch, CO 80129-2398 • United States

Highlands Ranch, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Lakewood CO 09/2005 03/2020
Ameriprise Financial Services, Llc Highlands Ranch CO 03/2020 Present
Other Businesses

Real Estate Ownership; Townhouse; 877 Airport Rd, Unit 23 Breckenridge, CO 80424, ,; Not Investment-Related; 05/31/2018. Independent Insurance Brokering; Pacific Life Life Insurance; 01/30/2014; / Unum; 04/18/2025; Long Term Care.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-09-18
  • S66 Uniform Combined State Law Examination
    1998-09-18
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant

View on SEC IAPD

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