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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2014-11-17
  • CO RA
    APPROVED
    Since 2014-11-17

Branch Locations

640 Plaza Drive Suite 220, Highlands Ranch, CO 80129-2398 • United States

Breckenridge, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Silverthorne CO 06/2010 03/2020
Ameriprise Financial Services, Llc Highlands Ranch CO 03/2020 Present
Other Businesses

Business Ownership; PKC LLC; Associate Financial Advisor - assist with financial planning in practice; As per the advice of my CPA , the llc set up to simplify my book keeping.; PO BOX 4621Breckenridge, CO 80424, ,; Not Investment-Related; 03/15/2016; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-15
  • S66 Uniform Combined State Law Examination
    2014-10-15

View on SEC IAPD

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