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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2018-05-11 |
Branch Locations
8871 Ridgeline Blvd. Suite 100, Highlands Ranch, CO 80129 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Capital Management Llc | Denver | CO | 02/2011 | 04/2018 |
| E*Trade Securities Llc | Denver | CO | 02/2011 | 04/2018 |
| Msec, Llc | Overland Park | KS | 04/2018 | Present |
| Kummer Financial Strategies, Inc. | Highlands Ranch | CO | 04/2018 | 12/2018 |
| Mariner Wealth Advisors | Overland Park | KS | 04/2018 | Present |
MARINER WEALTH ADVISORS, START: 04/2018, 8871 RIDGELINE BLVD., STE. 100, HIGHLANDS RANCH, CO 80129, IAR, INVESTMENT RELATED, 175 HOURS PER MONTH, 8 HOURS PER DAY DURING TRADING HOURS. MSEC, LLC, START: 04/2018, 8871 RIDGELINE BLVD., STE. 100, HIGHLANDS RANCH, CO 80129, RR, INVESTMENT RELATED, 175 HOURS PER MONTH, 8 HOURS PER DAY DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-10 |
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