David Trevor Martin

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2011 → 04/2018
  E*Trade Capital Management Llc
  Denver, CO
• 02/2011 → 04/2018
  E*Trade Securities Llc
  Denver, CO
• 04/2018 → Present
  Msec, Llc
  Overland Park, KS
• 04/2018 → 12/2018
  Kummer Financial Strategies, Inc.
  Highlands Ranch, CO
• 04/2018 → Present
  Mariner Wealth Advisors
  Overland Park, KS

Previous Registrations

• 2018-05-11 → 2018-12-31
  Kummer Financial Strategies, Llc
  Highlands Ranch, CO
• 2011-03-03 → 2018-04-30
  Harrisdirect Llc
  Arlington, VA
  Denver, CO
• 2007-05-04 → 2011-02-28
  Charles Schwab & Co., Inc.
  Englewood, CO
  Englewood, CO
  Englewood, CO
  Englewood, CO
  Englewood, CO

Other Businesses

MARINER WEALTH ADVISORS, START: 04/2018, 8871 RIDGELINE BLVD., STE. 100, HIGHLANDS RANCH, CO 80129, IAR, INVESTMENT RELATED, 175 HOURS PER MONTH, 8 HOURS PER DAY DURING TRADING HOURS. MSEC, LLC, START: 04/2018, 8871 RIDGELINE BLVD., STE. 100, HIGHLANDS RANCH, CO 80129, RR, INVESTMENT RELATED, 175 HOURS PER MONTH, 8 HOURS PER DAY DURING TRADING HOURS.

Exams

• S66 Uniform Combined State Law Examination
  2007-04-17
• S63 Uniform Securities Agent State Law Examination
  2000-02-10

Designations

• Certified Financial Planner