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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-01-28 |
| TX | RA | APPROVED | 2022-01-28 |
Branch Locations
300 Plaza Drive Ste 180, Highlands Ranch, CO 80129 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian | Greenwood Village | CO | 06/2013 | 12/2016 |
| Park Ave Securitites | Greenwood Village | CO | 06/2013 | 12/2016 |
| Massmutual | Denver | CO | 01/2017 | 01/2022 |
| Mml Investors Services | Denver | CO | 03/2017 | 01/2022 |
| Wealth Strategies Group | Greenwood | CO | 06/2013 | 12/2016 |
| Edward Jones | St Louis | MO | 01/2022 | Present |
Douglas County Community Foundation Type: Date: 12/02/22 Title: Board Member Trad Hrs: 0 Tot Hrs: 0 Desc: voting member City-State: Lone Tree CO
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-08 |
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