Best Investors Account Sign in

Robert Mcdowell Preston

Equitable Advisors, LLC

Lexington, KY

Claim This Profile
Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2018-05-09
  • KY RA
    APPROVED
    Since 2018-05-09

Branch Locations

444 East Main Street Suite 204, Lexington, KY 40507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 06/2005 06/2020
Equitable Advisors, Llc New York NY 06/2005 Present
Previous Registrations
  • 2002-05-15 → 2005-06-01
    Mony Securities Corporation
    Lexington, KY
Other Businesses

1.Managing Partner, PIKE & PRESTON, LLC, Lexington KY, since 1/2001, 120 HRS PER MONTH 2. Life Settlement Sales,Ashar Group Lexington Ky since 7/2019, 2 hours per month 3.outside Insurance appointment - Pike & Preston - accidental, catastophic illness, dental, health, vision term life since 1/2001

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-03-26
S63 Uniform Securities Agent State Law Examination 1987-09-17
  • S65 Uniform Investment Adviser Law Examination
    2018-03-26
  • S63 Uniform Securities Agent State Law Examination
    1987-09-17
Other Names
  • Buzz Preston

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Lexington, KY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor