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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2018-05-09 |
Branch Locations
444 East Main Street Suite 204, Lexington, KY 40507 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 06/2005 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 06/2005 | Present |
1.Managing Partner, PIKE & PRESTON, LLC, Lexington KY, since 1/2001, 120 HRS PER MONTH 2. Life Settlement Sales,Ashar Group Lexington Ky since 7/2019, 2 hours per month 3.outside Insurance appointment - Pike & Preston - accidental, catastophic illness, dental, health, vision term life since 1/2001
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 1987-09-17 |
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