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Marc Allen Moore

LPl Financial LLC

Lexington, KY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-10
KY RA APPROVED 2010-04-28
  • TX RA
    APPROVED_RES
    Since 2024-10-10
  • KY RA
    APPROVED
    Since 2010-04-28

Branch Locations

424 Lewis Hargett Cir Ste 250, Lexington, KY 40503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Lexington KY 04/2010 Present
  • 04/2010 → Present
    Lpl Financial
    Lexington, KY
Previous Registrations
Other Businesses

1. 11/2/2010: DBA W/ ENTITY - JLA FINANCIAL SERVICES, LLC - LEXINGTON, KY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-06
S63 Uniform Securities Agent State Law Examination 2004-10-11
  • S66 Uniform Combined State Law Examination
    2007-07-06
  • S63 Uniform Securities Agent State Law Examination
    2004-10-11
Other Names
  • Marc Moore

View on SEC IAPD

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INVEST INC.
EAGLE STRATEGIES LLC
LPL ENTERPRISE, LLC
ASIO CAPITAL LLC
EDWARD JONES

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MICHAEL JAMES BROWNELL
JASON CHRISTOPHER GRESHAM
JAMES CARL GRAY
AARON WILLIAM SEYFRIED
CARL LEE JINRIGHT
GEORGE DAVID PIERCE
JAMES MICHAEL THOMPSON
JAMES ALAN SMITH

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · LEXINGTON, KY
WEALTH MANAGEMENT OF THE BLUEGRASS, LLC. · LEXINGTON, KY
CETERA INVESTMENT ADVISERS LLC · LEXINGTON, KY
INVEST INC. · LEXINGTON, KY
EAGLE STRATEGIES LLC · LEXINGTON, KY
LPL ENTERPRISE, LLC · LEXINGTON, KY
LPL FINANCIAL LLC · LEXINGTON, KY
ASIO CAPITAL LLC · LEXINGTON, KY

More in Lexington, KY

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