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James Carl Gray

Wealth Management Of The Bluegrass, LLC.

Lexington, KY

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Current Employers
Wealth Management Of The Bluegrass, Llc.

424 Lewis Hargett Circle Suite 250, Lexington, KY 40503 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2020-07-02
  • KY RA
    APPROVED
    Since 2020-07-02

Branch Locations

424 Lewis Hargett Circle Suite 250, Lexington, KY 40503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Professionals, Inc. Paris KY 11/2010 09/2018
Kentucky Bank Cynthiana KY 08/2006 09/2019
Ameriprise Financial Services, Inc. Paris KY 09/2018 09/2019
Unemployed / Health Cynthiana KY 09/2019 07/2020
Wealth Management Of The Bluegrass Lexington KY 07/2020 Present
  • 11/2010 → 09/2018
    Investment Professionals, Inc.
    Paris, KY
  • 08/2006 → 09/2019
    Kentucky Bank
    Cynthiana, KY
  • 09/2018 → 09/2019
    Ameriprise Financial Services, Inc.
    Paris, KY
  • 09/2019 → 07/2020
    Unemployed / Health
    Cynthiana, KY
  • 07/2020 → Present
    Wealth Management Of The Bluegrass
    Lexington, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-02
S63 Uniform Securities Agent State Law Examination 2006-09-11
  • S65 Uniform Investment Adviser Law Examination
    2020-07-02
  • S63 Uniform Securities Agent State Law Examination
    2006-09-11

View on SEC IAPD

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GEORGE DAVID PIERCE
JAMES MICHAEL THOMPSON
JAMES ALAN SMITH

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · LEXINGTON, KY
LPL FINANCIAL LLC · LEXINGTON, KY
CETERA INVESTMENT ADVISERS LLC · LEXINGTON, KY
INVEST INC. · LEXINGTON, KY
EAGLE STRATEGIES LLC · LEXINGTON, KY
LPL ENTERPRISE, LLC · LEXINGTON, KY
LPL FINANCIAL LLC · LEXINGTON, KY
ASIO CAPITAL LLC · LEXINGTON, KY

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