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444 Lewis Hargett Circle, Ste 125, Lexington, KY 40503 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-05-16 |
Branch Locations
444 Lewis Hargett Circle, Ste 125, Lexington, KY 40503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Lexington | KY | 07/2013 | 11/2017 |
| Invest Inc | Lexington | KY | 11/2017 | Present |
TG Outdoors Properties, LLC / 2393 Alumni Dr Ste 202 Lexington,KY 40517 / Other/ Real Estate / LLC holding Farm Property / Officer / / None own property / Start Date 04/19/2017/ LLC / Thompson Investment Management LLC / Investment related /101 Clubhouse Dr, Nicholasville, KY 40356 / Other/ President / Owner / Start date October 1, 2018 / 10 hours a month / Zero hours during trading hours / bookkeeping and payroll Central Kentucky Rental Homes LLC /2393 Alumni Dr Ste 202 Lexington,KY 40517 / Other/ Real Estate / LLC holding Residential Rental Property / Officer / / None own property / Start Date 04/23/2019/ LLC /
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-04-25 |
| S65 | Uniform Investment Adviser Law Examination | 2001-02-20 |
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