James Alan Smith

Employer firm

Invest Inc. CRD 146357

$159M regulatory AUM 208 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1997 → Present
  Pierce Fiancial Planning Inc
  Lexington, KY

Previous Registrations

• 2000-01-03 → 2022-12-08
  Pierce Financial Planning, Inc
  Lexington, KY
  Lexington, KY
  Lexington, KY

Other Businesses

GLENN FORD FITNESS CENTER INC NOT INVESTMENT RELATED 2100 OXFORD CIRCLE LEXINGTON KY 40504 FITNESS CENTER STAFF PERSON BEGAN 08/1997 APPROX 65 HOURS PER MONTH. MORNING STAFF PERSON 6-9 AM

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-12-13

Designations

• Certified Financial Planner