James Alan Smith

Current Employers

Invest Inc.

444 Lewis Hargett Circle, Ste 125, Lexington, KY 40503 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2025-08-21

KY RA
APPROVED

Since 2025-08-21

Branch Locations

444 Lewis Hargett Circle, Ste 125, Lexington, KY 40503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pierce Fiancial Planning Inc	Lexington	KY	09/1997	Present

09/1997 → Present

Pierce Fiancial Planning Inc

Lexington, KY

Previous Registrations

2000-01-03 → 2022-12-08

Pierce Financial Planning, Inc

Lexington, KY

Lexington, KY

Lexington, KY

Other Businesses

GLENN FORD FITNESS CENTER INC NOT INVESTMENT RELATED 2100 OXFORD CIRCLE LEXINGTON KY 40504 FITNESS CENTER STAFF PERSON BEGAN 08/1997 APPROX 65 HOURS PER MONTH. MORNING STAFF PERSON 6-9 AM

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1999-12-13

S63 Uniform Securities Agent State Law Examination

1999-12-13

Designations

View on SEC IAPD

Current Employers

Invest Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews