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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED | 2021-07-21 |
Branch Locations
424 Lewis Hargett Cir Ste 250, Lexington, KY 40503 • United States
529 Centre View Blvd, Crestview Hills, KY 41017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Ft Mitchell | KY | 12/2007 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies, Inc. | Union | KY | 05/2008 | 07/2021 |
| Daniels Industries, Inc. | Fort Wright | KY | 03/2008 | 10/2017 |
| Upspring | Cincinnati | OH | 05/2009 | 09/2016 |
| Wellington Place | Alexandria | KY | 07/2009 | 10/2017 |
| Asrlb, Llc. | Union | KY | 01/2010 | 07/2021 |
| Legacy | Ft Mitchell | KY | 06/2011 | 02/2017 |
| Northern Kentucky Educators Federal Credit Union | Highland Heights | KY | 02/2013 | 07/2021 |
| Premier Partners Chapter Of Bni | Florence | KY | 10/2017 | 07/2021 |
| Lpl Financial Llc | Ft. Mitchell | KY | 07/2021 | Present |
1) 06/28/2021- WRI Investments- DBA for LPL Business (entity for LPL business)- inv. related- Ft. Mitchell, KY 2) 06/28/2021- ASRLB, LLC.- Business Entity For Tax/Investment Purposes Only- inv. related- Union, KY- 0hrs/mth 3) 04/23/2024 - ASRLB Holdings, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Crestview Hills, KY - Start Date 01/31/2024 - 0 Hours Per Month/ During Trading 4. 10/21/2025 - Aurora Financial Consultants - DBA for LPL Business (entity for LPL business) - Inv Rel - At reported business Location (s) - Start date: 10/15/2025 - 0 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-04-21 |
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