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341 N Maitland Avenue Suite 132, Maitland, FL 32751 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2019-07-30 |
Branch Locations
341 N Maitland Avenue Suite 132, Maitland, FL 32751 • United States
5002 Broadband Lane, Sioux Falls, SD 57108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Distributors | Wentworth | SD | 01/2000 | Present |
| Gradient Advisors, Llc | Arden Hills | MN | 03/2016 | 07/2019 |
| Alternative Investment Advisors, Llc | Maitland | FL | 07/2019 | Present |
| Swenson Wealth Management | Sioux Falls | SD | 07/2019 | Present |
2001 to Present d.b.a. Financial Distributors, LLC; Investment Related President located at: 5002 South Broadband Lane, Sioux Falls, SD 57108 Insurance sales and Investment Advisory Approximately 15 hours a week during trading hours 07-2019 Swenson Investments & Commodities d.b.a. Swenson Wealth Management Sioux Falls, SD -Investment Related Swenson Wealth Management provides assistance for estate planning including life and health insurance. Mr. Kontz spends approximately 20 hours per month during trading hours addressing client insurance needs. 08-2021 Skyline Capital LLC, Sioux Falls, SD Investment Related Skyline Capital, LLC Assists firm with the process of raising capital and identifying potential investors. Mr. Kontz provides administrative support to the third party firm. Mr. Kontz spends 10 hours per month during trading hours in addressing administrative matters.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-03-02 |
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