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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-04-13
  • FL RA
    APPROVED
    Since 2009-04-13

Branch Locations

541 S Orlando Ave Suite 209, Maitland, FL 32751 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Maitland FL 12/2002 Present
Raymond James Financial Services Advisors Inc. Maitland FL 01/2009 Present
Previous Registrations
  • 1991-01-04 → 2002-11-21
    Morgan Stanley Dw Inc.
    Orlando, FL
Other Businesses

(1)Name of Business: Maguire Investment Advisors LLC Address: 541 S Orlando, Maitland, FL, 32751, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: Yes Start Date: 06/03/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: LLC

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-11-30
  • S63 Uniform Securities Agent State Law Examination
    1983-11-30
Other Names
  • Michael A Maguire

View on SEC IAPD

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