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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-06-11
  • FL RA
    APPROVED
    Since 2009-06-11

Branch Locations

541 S. Orlando Avenue Suite 209, Maitland, FL 32751 • United States

Winter Park, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Maitland FL 03/1999 Present
Raymond James Financial Services Advisors Maitland FL 05/2009 Present
Ocps Orange County (Fl) Public Schools Edgewater Hs Orlando FL 09/2023 Present
  • 03/1999 → Present
    Raymond James Financial Services, Inc.
    Maitland, FL
  • 05/2009 → Present
    Raymond James Financial Services Advisors
    Maitland, FL
  • 09/2023 → Present
    Ocps Orange County (Fl) Public Schools Edgewater Hs
    Orlando, FL
Other Businesses

(1)Name of Business: Elodie Smith AK Address: 1311 Essex Rd, Winter Park, FL, 32789, United States Activity Type: Control Person Position/Title: Other (Acting) Investment Related: Yes Start Date: 05/25/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: POA/Personal Representative. My Aunt Elodie Smith / Tilney passed away on 5/25/19. I was named a Personal Rep / Trustee of her estate in her Will, together with her older daughter Elodie Emig. Together we are settling her estate, which is all in 'Trust', will not enter Probate. (2)Name of Business: Elodie Smith AK; Smith Elodie Tr Address: 1311 Essex Rd, Winter Park, FL, 32789, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 05/25/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I was named a Personal Representative in my Aunt's Will. She passed away on 5/25/19, creating a new Trust for her assets. Her older daughter Elodie Emig and I are the two Trustees. (3)Name of Business: Elodie Smith AK; Smith Elodie Tr Address: 1311 Essex Rd, Winter Park, FL, 32789, United States Activity Type: Control Person Position/Title: Trustee (Acting), Other (Acting) Investment Related: Yes Start Date: 05/06/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: POA/Personal Representative. I am acting as an Executor and Trustee of my Aunt's Estate. (4)Name of Business: Victoria S Moor Address: 1311 Essex Rd, Winter Park, FL, 32789, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 11/26/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee on an RJ Trust account for my cousin Vicky Moore. Her sister Elodie Emig and I were named as Trustees in their Mother Elodie Smith's Will / Trust.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-04-21
S63 Uniform Securities Agent State Law Examination 1992-01-22
  • S65 Uniform Investment Adviser Law Examination
    1992-04-21
  • S63 Uniform Securities Agent State Law Examination
    1992-01-22
Other Names
  • David Zach Webster

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