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One Federal Street 19Th Floor, Boston, MA 02110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2013-09-17 |
Branch Locations
500 S. Maitland Avenue, Maitland, FL 32751 • United States
One Federal Street 19Th Floor, Boston, MA 02110 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Moors & Cabot, Inc. | Winter Park | FL | 09/2013 | Present |
1)INDEPENDENT INSURANCE AGENT SELLING DISABILITY, LIFE/ACCIDENT/HEALTH, LTC 2HRS/WK DURING SECURITIES TRADING HOURS & 2HRS/WKND & EVENINGS SINCE 6/2004 2)INDEPENDENT INSURANCE AGENT SELLING DISABILITY 1HR/WK DURING SECURITIES TRADING HOURS & 0HRS/WKND & EVENINGS SINCE 11/2009 3)INDEPENDENT INSURANCE AGENT SELLING GROUP DENTAL & LIFE PLAN 0HRS/WK DURING SECURITIES TRADING HOURS & 0HRS/WKND & EVENINGS SINCE 12/2009 4)INDEPENDENT INSURANCE AGENT SELLING LIFE/ACCIDENT/HEALTH 1HR/WK DURING SECURITIES TRADING HOURS & 0HRS/WKND & EVENINGS SINCE 1/2011 5) Owner of seasonal rental property located in New Smyrna Beach, FL, as of 6/2/2025; 0% time spent during business hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-03-20 |
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